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November 20, 2009
Salt Lake City Health Insurance Broker!
Do You Need Affordable Health Insurance in Provo Utah? Utah Health Insurance Broker can Help!
Axispoint's New Corporate HQ
Hello everyone! It’s been a while since my last blog, as my travel schedule has been quite hectic.
November 19, 2009
MetLife & Affiliates' Email Supervision Failure Results in $1.2 Million Fine from FINRA
Word spread Wednesday that the Financial Industry Regulatory Authority (FINRA) fined MetLife Securities, Inc. and three of its affiliates a total of $1.2 million for failing to establish an adequate supervisory system of review for brokers' public email correspondence.
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