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November 19, 2009
MetLife & Affiliates' Email Supervision Failure Results in $1.2 Million Fine from FINRA
Word spread Wednesday that the Financial Industry Regulatory Authority (FINRA) fined MetLife Securities, Inc. and three of its affiliates a total of $1.2 million for failing to establish an adequate supervisory system of review for brokers' public email correspondence.
November 11, 2009
2010 Forecast: Using Technology for Compliance and Using New Technology Compliantly
November 11, 2009 - by Stephen Marsh
September 10, 2009
Background Check Companies, 12-Month Traffic Change (%): BackgroundNow.com leads HireRight.com, Intelius.com, Kroll.com ....
As reported by Compete.com on September 10, 2009, % increase or decrease in website traffic during the past twelve months for BackgroundNow.com versus four leading background check websites, HireRight.com, Intelius.com, Kroll.com Sentrylink.com and USSearch.com.
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- MetLife & Affiliates' Email Supervision Failure Results in $1.2 Million Fine from FINRA
- 2010 Forecast: Using Technology for Compliance and Using New Technology Compliantly
- Background Check Companies, 12-Month Traffic Change (%): BackgroundNow.com leads HireRight.com, Intelius.com, Kroll.com ....
- Jacques Monsieur Arrested for Conspiracy to Supply U.S. Fighter Jet Engines to Iran Via Dara Fotouhi
- Background Checks Done Right
